Disclaimer & Privacy Policy

Lucid Wealth Planning LLC (“LWP”) is a registered investment advisor offering advisory services in the State(s) of North Carolina and in other jurisdictions where exempted. Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by LWP in the rendering of personalized investment or financial advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption.

The information on this site is not intended as tax, accounting, or legal advice, as an offer or solicitation of an offer to buy or sell, or as an endorsement of any company, security, fund, or other securities or non-securities offering. This information should not be relied upon as the sole factor in an investment making a decision.

Past performance is no indication of future results. Investment in securities involves significant risk and has the potential for partial or complete loss of funds invested. It should not be assumed that any recommendations made will be profitable or equal any performance noted on this site.

The information on this site is provided “AS IS” and without warranties of any kind, either express or implied. To the fullest extent permissible pursuant to applicable laws, Lucid Wealth Planning disclaims all warranties, express or implied, including, but not limited to, implied warranties of merchantability, non-infringement, and suitability for a particular purpose.

LWP does not warrant that the information on this site will be free from error. Your use of the information is at your sole risk. Under no circumstances shall LWP be liable for any direct, indirect, special or consequential damages that result from the use of, or the inability to use, the information provided on this site, even if LWP or an LWP authorized representative has been advised of the possibility of such damages. Information contained on this site should not be considered a solicitation to buy, an offer to sell, or a recommendation of any security in any jurisdiction where such offer, solicitation, or recommendation would be unlawful or unauthorized.

All written content on this site is for information purposes only. Opinions expressed herein are solely those of LWP, unless otherwise specifically cited. Material presented is believed to be from reliable sources and no representations are made by our firm as to other parties’ informational accuracy or completeness. All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation.

Privacy Policy for Lucid Wealth Planning LLC as of May 8, 2026

Our commitment to your privacy: Lucid Wealth Planning LLC values the trust our clients and prospective clients place in us. In the course of providing financial planning, investment advisory, tax planning, tax preparation, and related services, we receive information that is personal and private. We maintain policies and procedures designed to protect confidentiality, integrity, and security of that information. We do not sell your personal information.

We want our clients to understand what information we collect, how we use it, and how we protect your personal information.

Why We Collect Your Information

We gather information about you:

To evaluate and provide financial planning, investment advisory, tax, and related services;
To open, maintain, service, and administer client relationships and accounts;
To communicate with you and your authorized representatives;
To comply with laws, regulations, regulatory examinations, court orders, tax-reporting obligations, and other legal requirements;
To operate, supervise, protect, and improve our business, systems, and client service.

What Information We Collect and Maintain

Depending on the services requested or provided, we may collect nonpublic personal information from the following sources:

Information you provide to us, such as your name, address, telephone number, email address, date of birth, Social Security number or taxpayer identification number, employment information, family information, financial goals, income, expenses, assets, liabilities, insurance information, estate-planning information, tax information, and account information;
Information about your transactions and accounts with us, our service providers, custodians, account platforms, or other financial institutions, such as account balances, holdings, transactions, contributions, withdrawals, tax documents, and account statements;
Information from third parties you authorize or that otherwise provide information to us in connection with our services, such as custodians, financial institutions, insurance providers, attorneys, accountants, employers, payroll providers, estate representatives, and other professional advisers;
Information we generate in providing services, such as financial plans, investment recommendations, portfolio reports, tax analyses, notes, records of communications, and related workpapers;
Information from identity verification, security, compliance, or fraud-prevention sources, where applicable.

We collect this information:

To evaluate and provide financial planning, investment advisory, tax, and related services;
To open, maintain, service, and administer client relationships and accounts;
To communicate with you and your authorized representatives;
To comply with laws, regulations, regulatory examinations, court orders, tax-reporting obligations, and other legal requirements;
To operate, supervise, protect, and improve our business, systems, and client service.

What Information We Disclose

We disclose nonpublic personal information only as needed to provide services, operate our business, comply with legal and regulatory obligations, protect our rights or the rights of others, or as you direct or authorize. We may disclose information to the following categories of recipients:

Financial service providers, such as custodians, broker-dealers, account platforms, portfolio management systems, financial planning software, tax software providers, account aggregation providers, banks, insurance providers, and other financial institutions involved in servicing your relationship;
Professional and business service providers, such as technology providers, cybersecurity providers, cloud storage providers, secure client portal providers, CRM providers, e-signature providers, compliance consultants, attorneys, accountants, auditors, independent contractors, administrative support providers, and other vendors that assist us in operating our business;
Government agencies, regulators, courts, law enforcement, or other parties when required or permitted by law, regulation, subpoena, examination, legal process, or similar requirement;
Your authorized representatives and other persons or entities you direct us to communicate with, such as family members, trustees, executors, agents under powers of attorney, attorneys, accountants, insurance professionals, lenders, employers, or other advisers.

We require service providers and independent contractors that receive nonpublic personal information to use the information only for authorized purposes and to maintain appropriate confidentiality and security protections, subject to applicable law and contractual arrangements.

If you are no longer a client of Lucid Wealth Planning LLC, we will continue to protect and disclose your nonpublic personal information as described in this notice, unless otherwise required or permitted by law or directed by you.

Lucid Wealth Planning LLC does not disclose nonpublic personal information to nonaffiliated third parties for their independent marketing purposes, does not sell nonpublic personal information, and does not engage in joint marketing arrangements that involve sharing nonpublic personal information unless we update this notice as required by law. Because we do not share information in a manner that gives rise to a Regulation S-P opt-out right, there is currently no opt-out election necessary under Regulation S-P. If our information-sharing practices change in a way that requires an opt-out notice, we will provide a revised notice and a reasonable opportunity to opt out before making that disclosure, as required by law.

You may always contact us to discuss your communication preferences or to direct us not to share information with a particular person or adviser except where sharing is required or permitted by law, necessary to service your relationship, or otherwise authorized by you.

Client records and nonpublic personal information maintained by Lucid Wealth Planning LLC are protected by this notice and by our internal policies. If a financial planner, investment adviser representative, employee, or contractor leaves Lucid Wealth Planning LLC, that person may not retain or use client nonpublic personal information except as permitted by law, applicable agreements, this notice, and any client authorization or direction. If you ask us to transfer your relationship or information to another adviser, firm, custodian, or service provider, we may share information reasonably necessary to process your request.

How We Protect Your Personal Information

We maintain physical, electronic, and procedural safeguards designed to protect nonpublic personal information. We restrict access to personal information to personnel and service providers who need the information to perform their business functions or provide services. Our safeguards may include administrative controls, access limitations, secure systems, vendor oversight, employee and contractor confidentiality obligations, cybersecurity procedures, data-retention and disposal practices, and incident response procedures. We do not disclose technical details of our safeguards because doing so could reduce their effectiveness.

If we become aware of unauthorized access to or use of sensitive customer information, we will investigate and respond in accordance with applicable law and our written incident response procedures, including notifying affected individuals when required.

How to contact us

Questions about this notice or your personal information may be directed to Lucid Wealth Planning LLC using:

Phone: 919-495-0936
Email: jeffrey@lucidwealthplanning.com
Mailing Address: 1780 Heritage Center Drive, Wake Forest, NC 27587

Certified Financial Planner Board of Standards Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design), and CFP® (with flame design) in the U.S., which it authorizes use of by individuals who successfully complete CFP Board's initial and ongoing certification requirements.